-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cq6k/L7S2/ww4fiWtw+CCFAmJyLYutAlcJfbexO9sG4/WOhpfDlMycwoUJ6LqphU EPeznKkBp2wFuzMRS9x1bQ== 0001144204-07-007559.txt : 20070214 0001144204-07-007559.hdr.sgml : 20070214 20070214111714 ACCESSION NUMBER: 0001144204-07-007559 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 GROUP MEMBERS: ARTHUR COHEN GROUP MEMBERS: JOSEPH HEALEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIACELL INC CENTRAL INDEX KEY: 0001114529 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 043244816 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81150 FILM NUMBER: 07615468 BUSINESS ADDRESS: STREET 1: 245 FIRST STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-914-3400 MAIL ADDRESS: STREET 1: 245 FIRST STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HealthCor Management, L.P. CENTRAL INDEX KEY: 0001343781 IRS NUMBER: 202893581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET, 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-622-7888 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET, 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G/A 1 v064694_sc13ga.txt Page 1 of 8 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 2 VIACELL, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 92554J105 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2006 - -------------------------------------------------------------------------------- (Date of Event which requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filed out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 8 Pages
SCHEDULE 13G - ------------------------------------------------------------------------------------------------------------------- CUSIP NO. 92554J105 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON HealthCor Management, L.P. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) 20-2893681 - ------------------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [X] - ------------------------------------------------------------------------------------------------------------------- SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 4 - ------------------------------------------------------------------------------------------------------------------- NUMBER OF SOLE VOTING POWER SHARES BENEFICIALLY 5 0 OWNED BY ------------------------------------------------------------------------------------------- EACH REPORTING SHARED VOTING POWER PERSON WITH 6 3,350,000 ------------------------------------------------------------------------------------------- SOLE DISPOSITIVE POWER 7 0 ------------------------------------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,350,000 - ------------------------------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,350,000 - ------------------------------------------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 10 - ------------------------------------------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.7% - ------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 PN - -------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 8 Pages
SCHEDULE 13G - ------------------------------------------------------------------------------------------------------------------- CUSIP NO. 92554J105 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON Arthur Cohen 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [X] - ------------------------------------------------------------------------------------------------------------------- SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION United States 4 - ------------------------------------------------------------------------------------------------------------------- NUMBER OF SOLE VOTING POWER SHARES BENEFICIALLY 5 0 OWNED BY ------------------------------------------------------------------------------------------- EACH REPORTING SHARED VOTING POWER PERSON WITH 6 3,350,000 ------------------------------------------------------------------------------------------- SOLE DISPOSITIVE POWER 7 0 ------------------------------------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,350,000 - ------------------------------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,350,000 - ------------------------------------------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 10 - ------------------------------------------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.7% - ------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 8 Pages
SCHEDULE 13G - ------------------------------------------------------------------------------------------------------------------- CUSIP NO. 92554J105 - ------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON Joseph Healey 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) - ------------------------------------------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] 2 (b) [X] - ------------------------------------------------------------------------------------------------------------------- SEC USE ONLY 3 - ------------------------------------------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION United States 4 - ------------------------------------------------------------------------------------------------------------------- NUMBER OF SOLE VOTING POWER SHARES BENEFICIALLY 5 0 OWNED BY ------------------------------------------------------------------------------------------- EACH REPORTING SHARED VOTING POWER PERSON WITH 6 3,350,000 ------------------------------------------------------------------------------------------- SOLE DISPOSITIVE POWER 7 0 ------------------------------------------------------------------------------------------- SHARED DISPOSITIVE POWER 8 3,350,000 - ------------------------------------------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,350,000 - ------------------------------------------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 10 - ------------------------------------------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 8.7% - ------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 12 IN - -------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 8 Pages Item 1(a). Name of Issuer: Viacell, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 245 First Street Cambridge, MA 02142 Item 2(a, b, c). Name of Persons Filing, Address of Principal Business Office, Citizenship: (i) HealthCor Management, L.P., a Delaware limited partnership; Carnegie Hall Tower, 152 West 57th Street, 47th Floor, New York, New York 10019; (ii) Joseph Healey; Carnegie Hall Tower, 152 West 57th Street, 47th Floor, New York, New York 10019; and (iii) Arthur Cohen, 12 South Main Street, #203 Norwalk, CT 06854. Both Mr. Healey and Mr. Cohen are United States citizens. Item 2(d). Title of Class of Securities: common stock, par value $0.01 per share (the "Common Stock") Item 2(e). CUSIP Number: 92554J105 Item 3. Not Applicable. Item 4. Ownership. HealthCor Management, L.P. is the investment manager to certain accounts which hold the Common Stock reported herein and by virtue of such status may be deemed to be the beneficial owner of 3,335,000 shares of Common Stock of the Issuer. Arthur Cohen and Joseph Healey, the Managers of HealthCor Associates, LLC, the general partner of HealthCor Management, L.P., have voting and investment power with respect to the Common Stock reported herein, and therefore may be deemed to be the beneficial owner of such Common Stock. 1. HealthCor Management, L.P. (a) Amount beneficially owned: 3,350,000 shares. (b) Percent of class: 8.7%. The percentage of Common Stock reported as beneficially owned is based upon 38,433,168 shares outstanding as reported by the Issuer on its Quarterly Report on Form 10-Q filed on November 11, 2006, for the quarter ended September 30, 2006. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 3,350,000 shares. (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 3,350,000 shares. 2. Joseph Healey (a) Amount beneficially owned: 3,350,000 shares. (b) Percent of class: 8.7% (determined as set forth in paragraph 1(b) of this Item 4) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 3,350,000 shares. (iii) Sole power to dispose or to direct the disposition of: 0 Page 6 of 8 Pages (iv) Shared power to dispose or to direct the disposition of: 3,350,000 shares. 3. Arthur Cohen (a) Amount beneficially owned: 3,350,000 shares. (b) Percent of class: 8.7% (determined as set forth in paragraph 1(b) of this Item 4) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 3,350,000 shares. (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 3,350,000 shares. Item 5. Ownership of Five Percent or less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. The Common Stock reported herein is held by certain accounts managed by HealthCor Management, L.P. in a fiduciary or representative capacity. Accordingly, persons other than the reporting persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities; however, no such person has an interest that relates to more than five percent of the class. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Page 7 of 8 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 8 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 14, 2007 HEALTHCOR MANAGEMENT, L.P. By: HealthCor Associates, LLC, general partner of HealthCor Management, L.P. By: /s/ Arthur Cohen ---------------- Name: Arthur Cohen Title: Manager By: /s/ Joseph Healey ----------------- Name: Joseph Healey Title: Manager /s/ Joseph Healey ----------------- JOSEPH HEALEY, Individually /s/ Arthur Cohen ---------------- ARTHUR COHEN, Individually -----END PRIVACY-ENHANCED MESSAGE-----